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301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-14 |
Branch Locations
301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 08/2020 |
| M Holdings Securities, Inc. | Charlotte | NC | 07/2021 | Present |
| The American College Of Financial Services | King Of Prussia | PA | 08/2020 | 06/2021 |
| Mbl Wealth Llc | Charlotte | NC | 06/2021 | Present |
1) MBL Wealth LLC; 301 S McDowell Street Suite 1100 Charlotte NC 28204; Member Firm Affiliation; Investment Related; Sr. Associate; Wealth management and investment advisor representative; 06/01/2021; 160 hours per month; 160 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-13 |
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