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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2014-05-21 |
Branch Locations
North Las Vegas, NV • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
6325 S Rainbow Blvd Ste 300, Las Vegas, NV 89118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Las Vegas | NV | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HENDERSON, NV, 100% OWNERSHIP, START 3/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.; SINFUL SECRETS OF SIN CITY, NOT INV RELATED, LAS VEGAS, NV, START: 10/15/2022, 20 HRS/MONTH, 0 HRS DURING TRADING, TRUE CRIME PODCAST.; MARCOS CORNER - LA SALA DE MARCO PODCAST, NOT INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START: 11/1/2022, 10 HRS/MONTH, 0 HRS DURING TRADING, TRAVEL PODCAST.; HORTENSE MARIE, LLC, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP WITH SPOUSE, START: 11/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING, MANAGEMENT OF TWO PODCASTS. PEROPTYX; NOT INV. RELATED; HOUSTON, TX; MAP EVALUATOR; START DATE 5/8/2023; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES MAP EVALUATION. BAINPODER, LLC; NOT INV RELATED; HENDERSON, NV; 100% OWNERSHIP; START: 11/22/2024; 20 HOURS A MONTH; 0 HOURS DURING TRADING; CREATING, MARKETING AND SELLING BATHROOM DECOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
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