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Frederick Hamilton Kuhlke Harbin

Northwestern Mutual Investment Services, LLC

Atlanta, GA

CRD 6336052

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-10-20
  • GA RA
    APPROVED
    Since 2014-10-20

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Atlanta GA 06/2014 Present
Ryan Smith Atlanta GA 06/2014 Present
University Of Georgia Athens GA 05/2010 Present
Northwestern Mutual Weath Management Company Milwaukee WI 12/2014 Present
  • 06/2014 → Present
    Northwestern Mutual Investment Services Llc
    Atlanta, GA
  • 06/2014 → Present
    Ryan Smith
    Atlanta, GA
  • 05/2010 → Present
    University Of Georgia
    Athens, GA
  • 12/2014 → Present
    Northwestern Mutual Weath Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-16
  • S66 Uniform Combined State Law Examination
    2014-10-16
Other Names
  • Frederick H K Harbin
  • Frederick H K Harbin
  • Frederick Hamilton Kuhlke Harbin
  • Frederick H K Harbin
  • Frederick Hamilton Kuhlke Harbin

View on SEC IAPD

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