Rebecca Drake

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 10/2020
  The Prudential Insurance Company Of America
  Bedford, NH
• 04/2014 → 10/2020
  Pruco Securities, Llc
  Bedford, NH
• 11/2020 → 11/2024
  Pruco Securities, Llc.
  Bedford, NH
• 11/2020 → Present
  Prudential Insurance Company Of America
  Bedford, NH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Portland, ME

Previous Registrations

• 2020-12-02 → 2024-11-14
  Pruco Securities, Llc.
  South Portland, ME
  Dover, NH
  Hollis Center, ME
  Portland, ME
• 2015-09-03 → 2020-10-12
  Pruco Securities, Llc.
  South Portland, ME
  Wakefield, MA
  South Portland, ME

Other Businesses

1) 03/11/2025-I currently hold a P&C license, but I don't actively sell any P&C products-Inv Related-At Portland, NE-Start date 01/01/2025-0hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-14
• S63 Uniform Securities Agent State Law Examination
  2014-06-21

Other Names

• Becky Drake
• Rebecca A Drake
• Rebecca Drake