Nicholaus Glocke

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2017
  Wells Fargo Funds Distributor, Llc
  Menomonee Falls, WI
• 09/2017 → 09/2021
  Usa Mutuals
  Dallas, TX
• 09/2017 → 05/2018
  Quasar Distributors, Llc
  Milwaukee, WI
• 05/2018 → 04/2021
  Compass Distributors, Llc
  Milwaukee, WI
• 04/2021 → 09/2021
  Ultimus Fund Distributors, Llc
  Milwaukee, WI
• 09/2021 → 10/2025
  Fidelity Investments
  Brookfield, WI
• 03/2025 → 10/2025
  Fidelity Investments
  Boston, MA
• 10/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2025-03-31 → 2025-10-28
  Strategic Advisers Llc
  Boston, MA
  Mequon, WI
  Grafton, WI
• 2021-11-26 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Mequon, WI
• 2018-05-11 → 2019-12-31
  Usa Mutuals Advisors, Inc.
  Milwaukee, WI
• 2016-12-22 → 2017-09-19
  Allspring Funds Management, Llc
  Menomonee Falls, WI
• 2014-08-14 → 2016-06-24
  Bmo Harris Financial Advisors, Inc.
  Brookfield, WI

Other Businesses

OBA-117015|OrgNmn:No business, Nick Glocke|Org Addr:Grafton,Wisconsin,US|OBA Nature:Building a house and then plan|Invst Rel:Y|Title:Sole Proprietor|Duties:Buy land, hire homebuilder and realtor to sell it. |StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2014-08-11

Other Names

• Nicholaus Samuel Glocke
• Nicholaus Glocke
• Nick Glocke