Nicole Pannullo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 04/2021
  Man Investments Inc.
  New York, NY
• 06/2017 → 03/2019
  Ccmp Capital
  New York, NY
• 08/2014 → 05/2017
  Cornell University
  Ithaca, NY
• 04/2021 → 08/2022
  Simon Markets Llc
  New York, NY
• 08/2022 → 04/2024
  Institutional Capital Network, Inc.
  New York, NY
• 12/2023 → 04/2024
  Axio Financial Llc
  New York, NY
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2024 → Present
  Bank Of America, N.A
  New York, NY

Other Businesses

I*1815382, Entity Type, Name of OBA: Rental Property 1 Address: New York New York 10003 Investment Related: No Position, Title, Association: Co-owner with other family member Employee Start Date:05/10/2023 No Hours: .5 monthly No Hours during trading: 0 Duties: I*1807315, Entity Type: Entity For Profit, Name of OBA: Adams Farm Originals LLC, Address: Westhampton, NY, 11978, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 04/25/2024, No Hours: 1hr/mo, No Hours during trading: 0, Duties: Purchased an investment property through a LLC.I*3294267Entity Type: Entity For ProfitName of OBA: Robbie's Light LLCAddress: Westhampton Dunes, New York, 11978Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 12/30/2025Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: My husband and I are establishing an LLC for future rental property investments Co-Owner of LLCI*3449284, Entity Type: , Name of OBA: Rental Property 2, Address: Harrison, New York, 10528, Investment Related: Y, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/01/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3689266Entity Type: N/AName of OBA: V & E B Irrevocable Trust U/A DTD 4/20/1Address: Katonah, New York, 10536Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/02/2026Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Self, Siblings I*3756272 Entity Type: N/A Name of OBA: N P TTEE J B TTEE U/A Address: Katonah, New York, 10536 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 02/10/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Parents, Siblings

Exams

• S66 Uniform Combined State Law Examination
  2024-05-24
• S63 Uniform Securities Agent State Law Examination
  2019-07-27

Other Names

• Nicole Battipaglia
• Nicole Marie Battipaglia
• Nicole Battipaglia Pannullo