Andrew Leon Spears

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2023
  Edward Jones
  St Louis, MO
• 07/1994 → Present
  United States Army
  Santa Fe, NM
• 08/2014 → Present
  Albuquerque Public Schools
  Albuquerque, NV
• 09/2023 → Present
  Raymond James Financial Services, Inc
  Los Lunas, NM
• 09/2023 → Present
  Raymond James Financial Services Advisors, Inc
  Los Lunas, NM

Previous Registrations

• 2014-12-04 → 2023-09-01
  Edward Jones
  St Louis, MO
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Los Lunas, NM

Other Businesses

(1)Name of Business: Address: 3900 Calle Del Prado, Albuquerque, NM, 87105, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bought rental property is not rented out yet fixing it up (2)Name of Business: travelspearsnow Address: 3900 Calle Del Prado, Albuquerque, NM, 87105, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/21/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Online travel website. (3) Name of Business: Spears Financial Services Address: Activity Type: Owner Financial advisor Support Company - Owner, Position/Title: Officer - CEO Investment Related: No Start Date: 03/18/2024, HPM: 41-80 HPM trade hours: 41 Duties: Owner Financial advisor.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-03

Other Names

• Andrew Leon Spears