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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-25 |
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2014 | 08/2023 |
| United States Army | Santa Fe | NM | 07/1994 | Present |
| Albuquerque Public Schools | Albuquerque | NV | 08/2014 | Present |
| Raymond James Financial Services, Inc | Los Lunas | NM | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Los Lunas | NM | 09/2023 | Present |
(1)Name of Business: Address: 3900 Calle Del Prado, Albuquerque, NM, 87105, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bought rental property is not rented out yet fixing it up (2)Name of Business: travelspearsnow Address: 3900 Calle Del Prado, Albuquerque, NM, 87105, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/21/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Online travel website. (3) Name of Business: Spears Financial Services Address: Activity Type: Owner Financial advisor Support Company - Owner, Position/Title: Officer - CEO Investment Related: No Start Date: 03/18/2024, HPM: 41-80 HPM trade hours: 41 Duties: Owner Financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-03 |
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