Racquel R Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → Present
  Morgan Stanley
  Temple Terrace, FL
• 06/2014 → 08/2017
  Aspire Financial Services
  Tampa, FL
• 08/2018 → Present
  Finra
  Washington, DC
• 08/2017 → 02/2018
  Unemployed
  Tampa, FL

Previous Registrations

• 2007-04-18 → 2014-06-16
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL

Other Businesses

*339584 - The Purposed Professional LLC; Investment related: Yes; Land O' Lakes, FL; Career Consulting; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2015; Resume Writing *354070 - FINRA; Investment related: No; Arbitration Panel; Contractor/Arbitrator(proprietor, partner, officer, director, employee, trustee, agent); 07/2018;

Exams

• S66 Uniform Combined State Law Examination
  2021-01-11
• S65 Uniform Investment Adviser Law Examination
  2007-04-04
• S63 Uniform Securities Agent State Law Examination
  2006-10-20

Other Names

• Racquel Rene Smith