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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-13 |
Branch Locations
1512 Eureka Rd, Roseville, CA 95661 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-20 |
| CA | RA | APPROVED | 2026-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Roseville | CA | 05/2026 | Present |
| E*Trade Securities Llc | Roseville | CA | 01/2016 | 06/2018 |
| E*Trade Capital Management Llc | Roseville | CA | 09/2016 | 06/2018 |
| E*Trade Securities Llc | Roseville | CA | 06/2018 | 02/2020 |
| E*Trade Capital Management Llc | Roseville | CA | 06/2018 | 02/2020 |
| E*Trade Securities Llc | Roseville | CA | 02/2020 | 05/2026 |
| E*Trade Capital Management Llc | Roseville | CA | 02/2020 | 05/2026 |
| Morgan Stanley | Roseville | CA | 01/2023 | 05/2026 |
| Morgan Stanley | Roseville | CA | 09/2023 | 05/2026 |
| Morgan Stanley | Roseville | CA | 09/2023 | 05/2026 |
| Wells Fargo Advisors Financial Network | Roseville | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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