Nicholas Shute

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2026-06-29
TX	RA	APPROVED_RES	2026-06-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Gilbert	AZ	06/2019	09/2019
Uber	Flagstaff	AZ	07/2018	11/2022
Shea Homes	San Tan Valley	AZ	06/2015	08/2018
El Capitan Fresh Mexican Grill	Flagstaff	AZ	02/2017	06/2018
Someburros	Flagstaff	AZ	09/2016	03/2017
The Taco Stand	Encinitas	CA	06/2016	09/2016
Northern Arizona University	Flagstaff	AZ	09/2014	05/2019
Coconino Community College	Flagstaff	AZ	01/2014	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2020	10/2021
Frank Recruitment Group	Scottsdale	AZ	12/2019	02/2020
Itrade Pay	Phoenix	AZ	07/2020	08/2020
Hightower Advisors	Chicago	IL	11/2022	06/2026
Jp Morgan Chase	Saco	ME	11/2021	11/2022
Morgan Stanley	Portland	ME	06/2026	Present

06/2019 → 09/2019

Morgan Stanley

Gilbert, AZ
07/2018 → 11/2022

Uber

Flagstaff, AZ
06/2015 → 08/2018

Shea Homes

San Tan Valley, AZ
02/2017 → 06/2018

El Capitan Fresh Mexican Grill

Flagstaff, AZ
09/2016 → 03/2017

Someburros

Flagstaff, AZ
06/2016 → 09/2016

The Taco Stand

Encinitas, CA
09/2014 → 05/2019

Northern Arizona University

Flagstaff, AZ
01/2014 → 05/2018

Coconino Community College

Flagstaff, AZ
10/2020 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
12/2019 → 02/2020

Frank Recruitment Group

Scottsdale, AZ
07/2020 → 08/2020

Itrade Pay

Phoenix, AZ
11/2022 → 06/2026

Hightower Advisors

Chicago, IL
11/2021 → 11/2022

Jp Morgan Chase

Saco, ME
06/2026 → Present

Morgan Stanley

Portland, ME

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-22

Other Firms