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Daniel Chong

Index Fund Advisors, Inc.

Irvine, CA

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Current Employers
Index Fund Advisors, Inc.

19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-28
LA RA APPROVED 2016-01-28
TX RA APPROVED 2016-01-28
  • CA RA
    APPROVED
    Since 2016-01-28
  • LA RA
    APPROVED
    Since 2016-01-28
  • TX RA
    APPROVED
    Since 2016-01-28

Branch Locations

19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-09-09 → 2015-12-31
    National Planning Corporation
    Huntington Beach, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-30
S63 Uniform Securities Agent State Law Examination 2007-09-07
  • S65 Uniform Investment Adviser Law Examination
    2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    2007-09-07
Designations

View on SEC IAPD

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