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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-07-10 |
| TX | RA | APPROVED_RES | 2016-10-27 |
| NJ | RA | APPROVED | 2016-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2014 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 10/2016 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 01/2017 | Present |
I*3073264, Entity Type Not for profit, Name of OBA: Level Up EquestrianAddress: AugustaNew Jersey07822 Investment Related: No Position, Title, Association: No Position Employee Start Date: 11/08/2025 No Hours: 6 weekly No Hours during trading: 0 Duties: General stable chores and general office assistance, Horseback riding instruction
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-08 |
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