Best Investors
Account
Sign in
475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2019-08-27 |
Branch Locations
202 W Lakeway Road, Gillette, WY 82727 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America Inc | Sheridan | WY | 04/2016 | 11/2017 |
| Lpl Financial, Llc | Gillette | WY | 11/2017 | 06/2019 |
| The Leaders Group, Inc. | Littleton | CO | 08/2019 | Present |
| Wyoming Earthmoving Corporation | Upton | WY | 07/2019 | 05/2023 |
| First Northern Bank Of Wyoming | Gillette | WY | 03/2016 | 06/2019 |
1.) TIMBER CREEK RANCH - 8/15/2019 - 81 Timber Creek Road, Rozet, WY 82727 - Owner/Manager/Laborer - Feed cattle, raise calves, Not Invt Rel, Livestock Production & ag services, 96 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 8/27/2019 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) LOCKTON AFFINITY - 8/30/19 - 202 W Lakeway Road, Gillette, WY, 82718 - Insurance Producer, Life, Disability & LTC, Write variable & non variable insurance, Inv't related, 10 hrs/mo; 10 hrs mo (during trading hours). 4.) JH PIERCE WEALTH MANAGEMENT - 8/28/19 - 202 W Lakeway Road, Gillette, WY 82727 - President, Not Invt Rel, Trade name used to operate advisory business, provide business consulting and services, 100 hrs/mo; 100 hrs/mo (during trading hours). 5.) Public Speaking - 3/15/2022 - Virtual/Various addresses - Prepare and give speeches on financial topics, Inv't Rel, 2 hrs/mo; 2 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-27 |
Reach out to this advisor