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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-07-24
  • VA RA
    APPROVED
    Since 2017-07-24

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Richmond VA 05/2017 Present
John Van Der Hyde Richmond VA 06/2016 09/2017
Student Harrisonburg VA 08/2012 12/2016
Jeffrey Miller Richmond VA 10/2017 05/2020
Donald Creech Richmond VA 10/2017 01/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2017 01/2026
Nickolas Hammelman Richmond VA 04/2025 01/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2026 Present
  • 05/2017 → Present
    Richmond, VA
  • 06/2016 → 09/2017
    John Van Der Hyde
    Richmond, VA
  • 08/2012 → 12/2016
    Student
    Harrisonburg, VA
  • 10/2017 → 05/2020
    Jeffrey Miller
    Richmond, VA
  • 10/2017 → 01/2026
    Donald Creech
    Richmond, VA
  • 10/2017 → 01/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → 01/2026
    Nickolas Hammelman
    Richmond, VA
  • 01/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. OWNER, BPFG, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2018, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-22
  • S66 Uniform Combined State Law Examination
    2017-07-22
Other Names
  • Chris Albert Kapsak
  • Christopher Albert Kapsak

View on SEC IAPD

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