Carly Jean Rott

Current Employers

Employment History

• 09/2014 → 11/2017
  Investment Centers Of America, Inc.
  Lamoure, ND
• 11/2017 → Present
  Lpl Financial Llc
  Lamoure, ND
• 03/2018 → Present
  Newedge Advisors, Llc
  Lamoure, ND

Previous Registrations

• 2015-08-31 → 2017-11-29
  Investment Centers Of America, Inc.
  Lamoure, ND
  Oakes, ND
  Oakes, ND
  Lamoure, ND

Other Businesses

1. 12/18/2017 - Valley Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/21/2018 - Valley Wealth Advisors - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/27/2018 - 30 Hours Per Month During Securties Trading - Time Spent 19%. 3. 10/10/2018 - Valley Wealth Advisors - DBA: (Hybrid) GWM Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/27/2018 - 30 Hours Per Month During Securities Trading - Time Spent 20%. 4. 7/25/2019 - No Business Name - Investment Related - 109 Main St S LaMoure, ND 58458 - Real Estate Rental - Started 10/03/2016 - 0 Hours Per Month. 5. 1/26/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) Valley Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/27/2018 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/25/2022 - SBG Group Inc., InSource Inc., E4 Insurance Services, OpesOne, Axford Sr. Marketing, Alpha Solutions Management , United Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 12/08/2017 - 70 Hours Per Month/3 Hours During Securities Trading 7. 04/17/2023 - LaMoure Park Board - Not Investment Related - 100 1st Ave NW LaMoure, ND 58458 - Non-Profit Board Member - Board Member - Start Date 11/15/2022 - 3 Hours Per Month/0 Hours During Securities Trading 8. Carly Rott Landlord; 109 S. Main St, LaMoure, ND 58458 - Landlord/shared office rental - Start date; 01/2024 - Provide office space for tenants -Zeo ours per month is devoted to this activity during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-19

Other Names

• Carly Van Bruggen
• Carly Jean Van Bruggen