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Kevin W Fazio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marco Island, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
FL RA APPROVED 2022-11-03
  • TX RA
    APPROVED
    Since 2022-11-11
  • FL RA
    APPROVED
    Since 2022-11-03

Branch Locations

614 Bald Eagle Dr, Marco Island, FL 34145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Pennington NJ 10/2014 Present
Bank Of America N.A. Pennington NJ 10/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2014-07-03
Other Names
  • Kevin Fazio
  • Kevin William Fazio

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · Marco Island, FL
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CHARLES SCHWAB & CO., INC. · Marco Island, FL
CHARLES SCHWAB & CO., INC. · Marco Island, FL
MORGAN STANLEY · Marco Island, FL
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