Thomas Thacher Richmond Jennings

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Massachusetts Mutual Life Insurance Co
  Lynchburg, VA
• 07/2014 → Present
  Mml Investors Services, Llc
  Lynchburg, VA

Other Businesses

(1)NAME: READY, WILLING AND ABLE CORPORATION INV REL: Y ADD: RESIDENTIAL NATURE: I WILL RECIEVE W2 COMPENSATION FROM MY S-CORP POSITION: PRESIDENT START DATE: 3/1/2022 NO HRS/MO: 50 NO HRS/MO DUR TRADING: 32.5 DUTIES: HAVING ASSIGNED MY EARNED INVESTMENT FEES TO THIS S-CORPORATION I WILL CONTINUE TO SERVE CLIENTS AND PROSPECTS WITH FINANCIAL AND INVESTMENT ADVICE (2)NAME: LYNCHBURG DAILY BREAD, INC. INV REL:Y ADDR: 721 CLAY ST, LYNCHBURG VA 24504, NATURE: PROVIDES PREPARED MEALS TO NEEDY INDIVIDUALS, POSITION: PRESIDENT, START: 01/01/2023, NO HR/MO: 2 NO HR/MO DUR TRADING:0 DUTIES:I SERVE ON EXECUTIVE COMMITTEES, LIKE FINANCE AND MEMBERSHIP, AS WELL AS ATTEND BOARD MEETINGS. AS VICE-PRESIDENT, I WILL NEXT SERVE AS PRESIDENT, WHICH WILL REQUIRE ME TO SIGN THE 990 TAX FORM FOR THE ORGANIZATION.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-14

Other Names

• Tom Jennings
• Thomas Jennings