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Brian Michael Henderson

J.P. Morgan Securities LLC

Lake Elsinore, CA

Sun City, CA

CRD 6334114

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-07
NY RA APPROVED 2022-07-01
CA RA APPROVED 2018-12-12
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • NY RA
    APPROVED
    Since 2022-07-01
  • CA RA
    APPROVED
    Since 2018-12-12

Branch Locations

25331 Railroad Canyon Rd, Lake Elsinore, CA 92532 • United States

26750 Mccall Blvd., Sun City, CA 92586 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Temecula CA 04/2014 09/2020
Jp Morgan Chase Bank Temecula CA 10/2011 09/2020
Jp Morgan Securities Llc Temecula CA 10/2020 Present
Jp Morgan Chase Bank Temecula CA 10/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-03
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11

View on SEC IAPD

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