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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-21 |
| GA | RA | APPROVED | 2025-08-15 |
| NH | RA | APPROVED | 2025-04-24 |
| OH | RA | APPROVED | 2024-07-02 |
| WI | RA | APPROVED | 2024-06-20 |
| ME | RA | APPROVED | 2024-05-07 |
| CA | RA | APPROVED | 2024-02-28 |
| NC | RA | APPROVED | 2024-02-15 |
| PA | RA | APPROVED | 2024-01-02 |
| SD | RA | APPROVED | 2023-12-19 |
| IL | RA | APPROVED | 2023-07-25 |
| MI | RA | APPROVED | 2023-07-25 |
| VA | RA | APPROVED | 2023-04-06 |
| NJ | RA | APPROVED | 2022-03-08 |
| NY | RA | APPROVED | 2021-04-08 |
| FL | RA | APPROVED | 2020-04-24 |
| RI | RA | APPROVED | 2018-10-02 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
1090 Charles Street Mailstop: Ri-067, N. Providence, RI 02904 • United States
67 Cumberland Street Ms: Ri035, Woonsocket, RI 02895 • United States
700 Hartford Ave Mailstop: Ri-015, Providence, RI 02909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Providence | RI | 08/2016 | 11/2016 |
| Hightower Advisors, Llc | Providence | RI | 08/2016 | 11/2016 |
| Santander Securities Llc | San Juan | PR | 01/2017 | 10/2017 |
| Santander Bank Na | Dorchester | MA | 01/2017 | 10/2017 |
| Wealth Management Resources, Inc. | North Smithfield | RI | 10/2017 | 09/2018 |
| Citizens Securities, Inc. | North Providence | RI | 09/2018 | 03/2020 |
| Citizens Bank | North Providence | RI | 09/2018 | 03/2020 |
| Citizens Securities, Inc. | Woonsocket | RI | 03/2020 | Present |
1) East Greenwich School Committee - member; 10 hrs/month. / $150 monthly commission. 2) CABA LLC - owner; manager car rental business; 20 hrs/month; Start date: 09/2022. 3) Name of OBA: Rhodeway Position; Volunteer Type of Entity: Non Profit Responsibilities of Position: Volunteer time to help low income, military with financial / debt planning Monthly Compensation / Net Profit: $0 Date of Initial Involvement: March 2025 Approximate Amount of Time Devoted on a Monthly Basis: 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-07 |
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