Richard Caldwell Lambert

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-03-28
OH	RA	APPROVED	2026-03-16
NC	RA	APPROVED	2024-01-10
TX	RA	APPROVED_RES	2024-01-08
DC	RA	APPROVED	2023-01-12
MD	RA	APPROVED	2023-01-12
WV	RA	APPROVED	2021-10-29
DE	RA	APPROVED	2019-11-13
FL	RA	APPROVED	2019-05-01
AL	RA	APPROVED	2019-04-30
VA	RA	APPROVED	2014-09-29

OR RA
APPROVED

Since 2026-03-28
OH RA
APPROVED

Since 2026-03-16
NC RA
APPROVED

Since 2024-01-10
TX RA
APPROVED_RES

Since 2024-01-08
DC RA
APPROVED

Since 2023-01-12
MD RA
APPROVED

Since 2023-01-12
WV RA
APPROVED

Since 2021-10-29
DE RA
APPROVED

Since 2019-11-13
FL RA
APPROVED

Since 2019-05-01
AL RA
APPROVED

Since 2019-04-30
VA RA
APPROVED

Since 2014-09-29

Branch Locations

3535 Grandview Parkway Suite 200, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Mclean	VA	09/2014	Present
Agia	Houston	TX	12/2022	Present

09/2014 → Present

Valic Financial Advisors, Inc.

Mclean, VA
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-18

S66 Uniform Combined State Law Examination

2014-09-18

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews