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James Daniel Hannan

Wealthspire Retirement Advisory

Bethesda, MD

Aliso Viejo, CA

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-04-15
AL RA APPROVED 2024-04-12
MD RA APPROVED 2024-04-12
  • VA RA
    APPROVED
    Since 2024-04-15
  • AL RA
    APPROVED
    Since 2024-04-12
  • MD RA
    APPROVED
    Since 2024-04-12

Branch Locations

6903 Rockledge Dr 14Th Floor, Bethesda, MD 20817 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Bethesda MD 03/2017 03/2024
Kestra Investment Services, Llc Bethesda MD 05/2015 03/2024
Nfp Retirement, Inc. Aliso Viejo CA 04/2024 10/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-20
  • S66 Uniform Combined State Law Examination
    2017-02-20

View on SEC IAPD

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KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
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NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
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