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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-06-19
  • VA RA
    APPROVED
    Since 2015-06-19

Branch Locations

10306 Eaton Pl Ste 420, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interface Incorporated Fairfax VA 03/2006 11/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2015 Present
Northwestern Mutual Investment Services Llc Mc Lean VA 03/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2006 → 11/2023
    Interface Incorporated
    Fairfax, VA
  • 03/2015 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2015 → Present
    Mc Lean, VA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, 1703 WOODMAN DR. 1703 WOODMAN DR., MCLEAN, , VIRGINIA, 22101, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/08/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I CURRENTLY AM A CO-TRUSTEE AND CO-BENEFICIARY OF A FAMILY TRUST THAT OWNS A RESIDENTIAL PROPERTY. THE TRUST INTENDS TO LEASE THIS PROPERTY FOR RESIDENTIAL RENTAL. PROPERTY ADDRESS IS 1703 WOODMAN DR. MCLEAN VA 22101 3. 50% OWNER, 744 BAYBERRY CIR., 744 BAYBERRY CIR., BETHANY BEACH, , DELAWARE, 19930, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/20/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 4. VICE PRESIDENT, WASHINGTON GOLF AND COUNTRY CLUB, 3017 GLEBE RD, ARLINGTON, , VIRGINIA, 22207, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/15/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT, BOARD OF DIRECTORS. NON-INVESTMENT RELATED. 5. EMDEN GROUP, LLC - FINANCIAL AUTHORITY FOR WIFE'S LLC FOR EMERGENCY AND ESTATE PLANNING PURPOSES, 526 POPLAR DR., FALLS CHURCH, , VIRGINIA, 22046, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADVISING ON FINANCIAL, OPERATIONAL AND CONTRACT COMPLIANCE CONSIDERATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-17
  • S66 Uniform Combined State Law Examination
    2015-06-17
Other Names
  • Mark M Downs

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