Michael A Hartwig

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-07-11
NC	RA	APPROVED	2019-11-25
SD	RA	APPROVED	2017-08-23
IN	RA	APPROVED	2017-04-19
MT	RA	APPROVED	2017-02-24
IL	RA	APPROVED	2017-01-12
WI	RA	APPROVED	2017-01-12
IA	RA	APPROVED	2015-07-22

MI RA
APPROVED

Since 2023-07-11
NC RA
APPROVED

Since 2019-11-25
SD RA
APPROVED

Since 2017-08-23
IN RA
APPROVED

Since 2017-04-19
MT RA
APPROVED

Since 2017-02-24
IL RA
APPROVED

Since 2017-01-12
WI RA
APPROVED

Since 2017-01-12
IA RA
APPROVED

Since 2015-07-22

Branch Locations

7001 Westown Parkway Suite 240, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Clive	IA	03/2014	05/2026
Park Avenue Securities Llc	Clive	IA	06/2014	05/2026
Self Employed	Altoona	IA	10/2011	Present
Park Avenue Securities	West Des Moines	IA	05/2026	Present
Guardian Life Insurance Company	West Des Moines	IA	05/2026	Present

03/2014 → 05/2026

Guardian Life Insurance Co

Clive, IA
06/2014 → 05/2026

Park Avenue Securities Llc

Clive, IA
10/2011 → Present

Self Employed

Altoona, IA
05/2026 → Present

Park Avenue Securities

West Des Moines, IA
05/2026 → Present

Guardian Life Insurance Company

West Des Moines, IA

Other Businesses

1. Cor12-teach how to use Quickbooks, Microsoft Office Suite, and business management,. Start: 10/01/2011, Address: 2109 Ridgewood Drive, Altoona, IA 50009 , 4 non bus hrs per month, Not investment related, 2. REGAL ESTATES LLC-own residential homes for rent, Start: 05/01/2000, Address: PO BOX 141 ALTOONA IA 50009, 20 Non bus hrs per month, Investment related, >10% annual compensation, 3. Insurance other than Guardian-offer insurance other than Guardian on rare occasions that do not meet the needs of my clients,. Start: 09/21/2015 , Address: 2109 Ridgewood Drive Altoona, IA 5009, 4 non bus hrs per month, Investment related, >10% annual compensation, 4. Power of Attorney on my wife, Start: 06/06/2015, Address: 2109 Ridgewood Drive Altoona, IA, 0 hrs per month, Not investment related, 5) Condo association board member, Start: 02/01/2022, Address: 2008 Gulf View Blvd. South Padre Island, TX, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-29
S63	Uniform Securities Agent State Law Examination	2014-10-21

S65 Uniform Investment Adviser Law Examination

2015-06-29
S63 Uniform Securities Agent State Law Examination

2014-10-21

Other Names

Mike Hartwig
Michael Anthony Hartwig

View on SEC IAPD