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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 07/2018 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2016 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 11/2019 | 03/2022 |
| J.P. Morgan Securities Llc | Houston | TX | 11/2019 | 03/2022 |
| Tdecu Wealth Advisors | Houston | TX | 07/2018 | 10/2019 |
| Bank Of America Merrill Lynch | Houston | TX | 01/2016 | 06/2017 |
| Texas Dow Employees Credit Union | Houston | TX | 07/2018 | 10/2019 |
| Unemployed | Houston | TX | 06/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 03/2022 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-17 |
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