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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-11 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Protective Life | Birmingham | AL | 05/2017 | 09/2022 |
| Concourse Financial Group Securities Inc Fka Proequities, Inc. | Birmingham | AL | 05/2017 | 01/2022 |
| Bhg Hospitality | Lexington | KY | 07/2016 | 05/2017 |
| University Of Kentucky | Lexington | KY | 08/2013 | 05/2017 |
| Unemployed | Cincinnati | OH | 08/2011 | 05/2017 |
| Investment Distributors, Inc. | Birmingham | AL | 01/2022 | 09/2022 |
| Ubs Financial Services | Birmingham | AL | 10/2022 | Present |
| Nationwide Investment Services Corporation | Columbus | OH | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-29 |
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