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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-23
  • CO RA
    APPROVED
    Since 2026-03-23

Branch Locations

Park Triangle Corp Center, 22Nd Fl, 32Nd St Corner 11Th Ave, Bonifacio Global City, Fort Bonifacio, Taguig City, Metro Manila 1634 • Philippines

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Makati City 05/2014 02/2018
E*Trade Securities Llc Makati City 02/2018 04/2019
E*Trade Securities Llc Makati City 04/2019 05/2020
E*Trade Securities Llc Makati City 05/2020 08/2021
Wells Fargo Clearing Services Llc Charlotte NC 08/2021 01/2023
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Arcadia Financial Group Manchester NH 01/2023 10/2024
Vanderbilt Financial Group Woodbury NY 03/2023 02/2024
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
  • 05/2014 → 02/2018
    E*Trade Securities Llc
    Makati City
  • 02/2018 → 04/2019
    E*Trade Securities Llc
    Makati City
  • 04/2019 → 05/2020
    E*Trade Securities Llc
    Makati City
  • 05/2020 → 08/2021
    E*Trade Securities Llc
    Makati City
  • 08/2021 → 01/2023
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2023 → 10/2024
    Arcadia Financial Group
    Manchester, NH
  • 03/2023 → 02/2024
    Vanderbilt Financial Group
    Woodbury, NY
  • 03/2026 → Present
    Greenwood Village, CO
Other Businesses

Writer. Investment Related: No. Translating, annotating and writing (public domain works in Spanish). Translator, Annotator. Hours/month: 20. during work hours: 0. I will be looking to write and publish a translation of culturally and historically significant works from Spanish to English, particularly those that have since lapsed into public domain. I will be looking to engage with a private publisher (likely Ateneo University Press or UP University Press) and will be entitled to royalties as part of the publishing agreement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
S63 Uniform Securities Agent State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2026-03-19
  • S63 Uniform Securities Agent State Law Examination
    2014-06-20

View on SEC IAPD

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