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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-23 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Makati City | 05/2014 | 02/2018 | |
| E*Trade Securities Llc | Makati City | 02/2018 | 04/2019 | |
| E*Trade Securities Llc | Makati City | 04/2019 | 05/2020 | |
| E*Trade Securities Llc | Makati City | 05/2020 | 08/2021 | |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | 01/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2024 | Present |
| Arcadia Financial Group | Manchester | NH | 01/2023 | 10/2024 |
| Vanderbilt Financial Group | Woodbury | NY | 03/2023 | 02/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 03/2026 | Present |
Writer. Investment Related: No. Translating, annotating and writing (public domain works in Spanish). Translator, Annotator. Hours/month: 20. during work hours: 0. I will be looking to write and publish a translation of culturally and historically significant works from Spanish to English, particularly those that have since lapsed into public domain. I will be looking to engage with a private publisher (likely Ateneo University Press or UP University Press) and will be entitled to royalties as part of the publishing agreement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-20 |
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