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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Houston | TX | 11/2015 | 10/2021 |
| Charles Schwab Bank, Ssb | Houston | TX | 07/2016 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2021 | 02/2023 |
| Bank Of America, N. A. | Austin | TX | 10/2021 | 02/2023 |
| Charles Schwab & Co., Inc. | Austin | TX | 03/2023 | Present |
| Charles Schwab Bank, Ssb | Austin | TX | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-01 |
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