Francisco Garcia Cantu

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-07-15

TX RA
APPROVED

Since 2019-07-15

Branch Locations

Corpus Christi, TX • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Corpus Christi	TX	05/2014	Present
Toys R Us	Austin	TX	06/2014	07/2018
Optionsxpress	Austin	TX	01/2017	10/2017
Charles Schwab Bank, Ssb	Austin	TX	02/2018	09/2020
Charles Schwab Trust Bank	Corpus Christi	TX	01/2020	Present

05/2014 → Present

Charles Schwab & Co., Inc.

Corpus Christi, TX
06/2014 → 07/2018

Toys R Us

Austin, TX
01/2017 → 10/2017

Optionsxpress

Austin, TX
02/2018 → 09/2020

Charles Schwab Bank, Ssb

Austin, TX
01/2020 → Present

Charles Schwab Trust Bank

Corpus Christi, TX

Previous Registrations

2015-03-09 → 2018-02-14

Charles Schwab & Co., Inc.

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-09

S66 Uniform Combined State Law Examination

2015-03-09

Other Names

Frank G Cantu

View on SEC IAPD