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Nicholas Kengguan Ng

Liberty One Investment Management

Libertyville, IL

The Villages, FL

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Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-19
AZ RA APPROVED 2020-11-24
LA RA APPROVED 2020-10-12
  • FL RA
    APPROVED
    Since 2024-07-19
  • AZ RA
    APPROVED
    Since 2020-11-24
  • LA RA
    APPROVED
    Since 2020-10-12

Branch Locations

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 02/2015 09/2022
Liberty One Investment Management Libertyville IL 05/2019 Present
Warhawk One Capital, Llc Libertyville IL 10/2022 08/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
  • S66 Uniform Combined State Law Examination
    2015-12-28
Designations
Other Names
  • Nick Ng

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · CHICAGO, IL
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GATE CITY CAPITAL MANAGEMENT, LLC · CHICAGO, IL
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