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Nicholas Kengguan Ng

Liberty One Investment Management

Libertyville, IL

The Villages, FL

CRD 6332774

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Employer firm

Liberty One Investment Management CRD 304290

$1.05B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-19
AZ RA APPROVED 2020-11-24
LA RA APPROVED 2020-10-12
  • FL RA
    APPROVED
    Since 2024-07-19
  • AZ RA
    APPROVED
    Since 2020-11-24
  • LA RA
    APPROVED
    Since 2020-10-12

Branch Locations

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 02/2015 09/2022
Liberty One Investment Management Libertyville IL 05/2019 Present
Warhawk One Capital, Llc Libertyville IL 10/2022 08/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
  • S66 Uniform Combined State Law Examination
    2015-12-28
Designations
  • Chartered Financial Analyst
Other Names
  • Nick Ng

View on SEC IAPD

Nearby Firms

ARCH VENTURE PARTNERS
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

THOMAS MATTHEW KEDZIE
JOSHUA JACOB MARKOWITZ
RICK SCOTT SHAPIRO

Nearby Offices

ARCH VENTURE PARTNERS · CHICAGO, IL
OSAIC WEALTH, INC. · CHICAGO, IL
CETERA INVESTMENT ADVISERS LLC · CHICAGO, IL

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