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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-21
  • IL RA
    APPROVED
    Since 2026-04-21

Branch Locations

33 W Chicago Ave, Chicago, IL 60606 • United States

15255 S 94Th Ave 1St Fl, Orland Park, IL 60462 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Napverville IL 01/2015 03/2017
Lincoln Investment Lombard IL 07/2017 08/2017
Unemployed W Chicago IL 04/2017 06/2017
Three Sixty Wealth Management Naperville IL 08/2017 09/2018
Bmo Harris Financial Advisors, Inc. Chicago IL 09/2018 10/2021
Lpl Financial Llc Chicago IL 03/2021 10/2021
Fifth Third Bank Mokena IL 10/2021 01/2023
Fifth Third Securities Mokena IL 10/2021 01/2023
The Prudential Insurance Company Of America Rosemont IL 01/2023 04/2026
Pruco Securities, Llc Rosemont IL 01/2023 11/2024
Lpl Enterprise, Llc Rosemont IL 11/2024 04/2026
Wells Fargo Clearing Services, Llc Chicago IL 04/2026 Present
  • 01/2015 → 03/2017
    Fidelity Brokerage Services Llc
    Napverville, IL
  • 07/2017 → 08/2017
    Lincoln Investment
    Lombard, IL
  • 04/2017 → 06/2017
    Unemployed
    W Chicago, IL
  • 08/2017 → 09/2018
    Three Sixty Wealth Management
    Naperville, IL
  • 09/2018 → 10/2021
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
  • 03/2021 → 10/2021
    Chicago, IL
  • 10/2021 → 01/2023
    Fifth Third Bank
    Mokena, IL
  • 10/2021 → 01/2023
    Fifth Third Securities
    Mokena, IL
  • 01/2023 → 04/2026
    The Prudential Insurance Company Of America
    Rosemont, IL
  • 01/2023 → 11/2024
    Rosemont, IL
  • 11/2024 → 04/2026
    Rosemont, IL
  • 04/2026 → Present
    Chicago, IL
Previous Registrations
  • 2024-11-14 → 2026-04-21
    Rosemont, IL
  • 2023-01-10 → 2024-11-14
    Rosemont, IL
  • 2021-10-21 → 2023-01-10
    Orland Park, IL
    Matteson, IL
    Country Club Hills, IL
    Olympia Fields, IL
    Oak Forest, IL
    Mokena, IL
    Tinley Park, IL
    New Lenox, IL
  • 2021-03-24 → 2021-11-17
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2018-09-24 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2017-10-05 → 2018-09-05
    Naperville, IL
    Williamston, MI
  • 2016-06-15 → 2017-04-11
    Geneva, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-22
S63 Uniform Securities Agent State Law Examination 2015-02-19
  • S66 Uniform Combined State Law Examination
    2015-09-22
  • S63 Uniform Securities Agent State Law Examination
    2015-02-19
Other Names
  • Steven Wayne Harrison
  • Steve Harrison

View on SEC IAPD

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