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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| AZ | RA | APPROVED | 2020-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2014 | 02/2018 |
| Bank Of America, N.A. | Chandler | AZ | 07/2014 | 02/2018 |
| Bancwest Investment Services, Inc | Tempe | AZ | 01/2018 | 11/2020 |
| Bank Of The West | Tempe | AZ | 01/2018 | 11/2020 |
| Securities America, Inc. | Gilbert | AZ | 11/2020 | 06/2024 |
| Pfg Advisors | Gilbert | AZ | 11/2020 | Present |
| Osaic Wealth, Inc. | Gilbert | AZ | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Andrew Johnson | Gilbert | AZ | 02/2018 | Present |
1.) PFG ADVISORS - IAR - REGISTERED INVESTMENT ADVISOR - GILBERT, AZ - SINCE 11/2020 - INVESTMENT RELATED 2.) ANDREW JOHNSON - INSURANCE AGENT - NON-VARIABLE INSURANCE - GILBERT, AZ - SINCE 02/2018 - INVESTMENT RELATED 3.) TRUWEST WEALTH MANAGEMENT SERVICES - FINANCIAL ADVISOR II - DBA NAME FOR MARKETING PURPOSES ONLY - GILBERT, AZ - SINCE 02/2018 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-22 |
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