Craig Maltese

$30.3B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-02-21

Branch Locations

1004 Beards Hill Road, Aberdeen, MD 21001 • United States

130 South Bond Street, Bel Air, MD 21014 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	05/2014	03/2022
Bank Of America, N.A.	Pennington	NJ	05/2014	03/2022
Lex	New York	NY	03/2022	01/2023
Unemployed	Baltimore	MD	02/2023	05/2023
J.P. Morgan Securities Llc	Baltimore	MD	06/2023	02/2025
Jpmorgan Chase Bank, N.A.	Baltimore	MD	06/2023	02/2025
Pnc Investments Llc	Bel Air	MD	02/2025	Present

05/2014 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
05/2014 → 03/2022

Bank Of America, N.A.

Pennington, NJ
03/2022 → 01/2023

Lex

New York, NY
02/2023 → 05/2023

Unemployed

Baltimore, MD
06/2023 → 02/2025

J.P. Morgan Securities Llc

Baltimore, MD
06/2023 → 02/2025

Jpmorgan Chase Bank, N.A.

Baltimore, MD
02/2025 → Present

Pnc Investments Llc

Bel Air, MD

06/2026 / Election Judge-Poll Worker / Baltimore City / Non-investment related / Zero hours during trading hours

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-01