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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
FL RA APPROVED 2020-03-23
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • FL RA
    APPROVED
    Since 2020-03-23

Branch Locations

601 Cleveland St, Clearwater, FL 33755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 05/2013 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 03/2020 Present
Bank Of America, N.A. Clearwater FL 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
  • S66 Uniform Combined State Law Examination
    2014-09-19

View on SEC IAPD

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