Peter Nicholas Dalis

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-11-12

AZ RA
APPROVED

Since 2024-11-12

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Glendale	CA	10/2014	Present
New York Life Insurance	Glendale	CA	05/2014	Present
Eagle Strategies Llc	Scottsdale	AZ	11/2024	Present

10/2014 → Present

Nylife Securities Llc

Glendale, CA
05/2014 → Present

New York Life Insurance

Glendale, CA
11/2024 → Present

Eagle Strategies Llc

Scottsdale, AZ

Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance products.; 7500 E. Deer Valley Rd. Unit 8 Scottsdale, AZ 85255; Start Date 01/2018; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-31
S63	Uniform Securities Agent State Law Examination	2015-02-26

S65 Uniform Investment Adviser Law Examination

2024-10-31
S63 Uniform Securities Agent State Law Examination

2015-02-26

Other Names

Pete Dalis
Peter Dalis

View on SEC IAPD