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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-23 |
Branch Locations
1701 Greenview Pl Sw, Rochester, MN 55902 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Capital Management Company | Bloomington | IL | 05/2014 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Rochester | MN | 12/2022 | Present |
| Wells Fargo Bank, Na | Rochester | MN | 11/2022 | Present |
| Moosbrugger Photography | Kasson | MN | 01/2000 | Present |
MOOSBRUGGER PHOTOGRAPHY, NOT INV RELATED, KASSON, MN, 100% OWNERSHIP, START 11/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, PORTRAIT AND EVENT PHOTOGRAPHY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-30 |
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