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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-09 |
| AZ | RA | APPROVED | 2018-05-29 |
Branch Locations
161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
Queen Creek, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Russellville | AR | 05/2014 | 05/2018 |
| Ameriprise Financial Services, Inc. | Mesa | AZ | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Gilbert | AZ | 03/2020 | Present |
Business Ownership; McCabe Plumbing and Water Treatment LLC; Husband runs the company; Plumbing; 19789 E Cherrywood Dr, , Queen Creek, AZ, 85142; Not Investment-Related; 12/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-12 |
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