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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-10 |
| AL | RA | APPROVED | 2022-11-09 |
Branch Locations
826 Bank St Ne, Decatur, AL 35601 • United States
304 E Dr Hicks Blvd [Satellite], Florence, AL 35630 • United States
132 Holmes Avenue [Satellite], Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Huntsville | AL | 02/2017 | 02/2018 |
| Tech Data | Tampa | FL | 06/2016 | 01/2017 |
| Sa Stone Wealth Management | Huntsville | AL | 05/2018 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 06/2019 | 11/2022 |
| Progress Bank | Huntsville | AL | 02/2018 | 06/2019 |
| Wells Fargo Advisors Financial Network, Llc | Decatur | AL | 11/2022 | Present |
RIVER FRONT WEALTH MANAGEMENT, INVT RELATED, DECATUR, AL, 100% OWNERSHIP, START DATE 11/10/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.| MK ENDEAVORS, INC; INV. RELATED; MADISON,AL; 100% OWNERSHIP; START DATE 11/10/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| WHEELER WILDLIFE REFUGE; NOT INV RELATED; DECATUR, AL; FINANCE COMMITTEE MEMBER; START DATE 04/01/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
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