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Phillip Vertin

LPl Enterprise, LLC

Sherman Oaks, CA

Orange, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
NV RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
True Lacrosse Lombard IL 05/2013 05/2018
Waddell & Reed, Inc. Lisle IL 08/2016 12/2017
Various Insurance Carriers For W&R Insurance Agencies Lisle IL 09/2016 12/2017
Pruco Securities, Llc Orange CA 03/2018 11/2024
The Prudential Insurance Company Orange CA 04/2018 Present
The Prudential Insurance Company Of America El Segundo CA 05/2018 Present
Lpl Enterprise, Llc Orange CA 11/2024 Present
  • 05/2013 → 05/2018
    True Lacrosse
    Lombard, IL
  • 08/2016 → 12/2017
    Waddell & Reed, Inc.
    Lisle, IL
  • 09/2016 → 12/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Lisle, IL
  • 03/2018 → 11/2024
    Pruco Securities, Llc
    Orange, CA
  • 04/2018 → Present
    The Prudential Insurance Company
    Orange, CA
  • 05/2018 → Present
    The Prudential Insurance Company Of America
    El Segundo, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Orange, CA
Previous Registrations
  • 2018-06-05 → 2024-11-14
    Pruco Securities, Llc.
    Sherman Oaks, CA
    El Segundo, CA
    Las Vegas, NV
    Orange, CA
  • 2017-04-10 → 2017-12-31
    Waddell & Reed
    Lisle, IL
    Savage, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Designations
Other Names
  • Phillip Gregory Vertin
  • Phil Vertin

View on SEC IAPD

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HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
MORGAN STANLEY · Sherman Oaks, CA
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