Best Investors
Account
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Best Investors
Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED | 2024-01-26 |
Branch Locations
8 Sound Shore Drive Suite 200, Greenwich, CT 06830 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| CT | RA | APPROVED | 2019-12-03 |
Branch Locations
8 Sound Shore Drive Suite 200, Greenwich, CT 06830 • United States
45 Rockefeller Plaza, New York, NY 10111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc | Greenwich | CT | 07/2009 | 12/2019 |
| Jpmorgan Chase Bank | Greenwich | CT | 06/2009 | 12/2019 |
| Rockefeller Financial Llc | Greenwich | CT | 12/2019 | 12/2022 |
| Rock & Co Llc | Greenwich | CT | 12/2019 | 12/2022 |
| Rockefeller Financial Llc | Greenwich | CT | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-12 |
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