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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-04-01
  • MI RA
    APPROVED
    Since 2015-04-01

Branch Locations

5440 Corporate Dr Ste 205, Troy, MI 48098 • United States

Macomb, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southfield MI 05/2014 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Outside Employment; Bedrock Acquistions LLC; Operations; Manage advisory business; 5440 Corporate Dr Suite 205, , Troy, MI, 48098; Investment-Related; 06/30/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30
Other Names
  • Melissa Lynn Patterson
  • Melissa L Johnson
  • Melissa Lynn Johnson

View on SEC IAPD

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