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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty House | Atlanta | GA | 11/2016 | 12/2016 |
| Raymond James Financial Services, Inc. | Atlanta | GA | 05/2014 | 12/2019 |
| Raymond James Financial Services, Inc. | Atlanta | GA | 12/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Atlanta | GA | 07/2021 | Present |
(1)Name of Business: Harmon Financial Advisors Address: 400 Perimeter Ctr Ter NE Ste 850, Atlanta, GA, 30341, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/08/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-31 |
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