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Michael Faraj

Td Private Client Wealth LLC

Sarasota, FL

Winter Garden, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-06
GA RA APPROVED 2025-09-11
NJ RA APPROVED 2022-05-24
NY RA APPROVED 2022-05-23
PA RA APPROVED 2022-05-23
FL RA APPROVED 2021-07-19
  • SC RA
    APPROVED
    Since 2026-02-06
  • GA RA
    APPROVED
    Since 2025-09-11
  • NJ RA
    APPROVED
    Since 2022-05-24
  • NY RA
    APPROVED
    Since 2022-05-23
  • PA RA
    APPROVED
    Since 2022-05-23
  • FL RA
    APPROVED
    Since 2021-07-19

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

12200 W Colonial Drive Ste 101, Winter Garden, FL 34787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Winter Garden FL 05/2021 Present
Td Bank N.A. Winter Garden FL 09/2019 05/2021
Kensington Church Orlando Winter Garden FL 03/2016 07/2019
Td Private Client Wealth Llc Winter Garden FL 05/2021 Present
  • 05/2021 → Present
    Td Bank N.A.
    Winter Garden, FL
  • 09/2019 → 05/2021
    Td Bank N.A.
    Winter Garden, FL
  • 03/2016 → 07/2019
    Kensington Church Orlando
    Winter Garden, FL
  • 05/2021 → Present
    Td Private Client Wealth Llc
    Winter Garden, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-05
S65 Uniform Investment Adviser Law Examination 2021-07-16
  • S63 Uniform Securities Agent State Law Examination
    2025-05-05
  • S65 Uniform Investment Adviser Law Examination
    2021-07-16
Other Names
  • Mike Faraj
  • Michael Brandon Faraj
  • Michael B Faraj

View on SEC IAPD

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