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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-08 |
Branch Locations
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
200 N Spring St #867, Los Angeles, CA 90012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fmn Capital Corporation | Mission Viejo | CA | 05/2014 | 01/2018 |
| Fmn Capital Corporation | Mission Viejo | CA | 01/2018 | 11/2022 |
| Aon Hewitt | Irvine | CA | 08/2014 | 03/2017 |
| Financial Management Network Inc | Mission Viejo | CA | 05/2018 | 11/2022 |
| Voya Financial Advisors | Aliso Viejo | CA | 12/2022 | Present |
SCRA POSITION: Referee NATURE: Soccer Referee. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2023 ADDRESS: PO BOX 314, Dana Point CA 92629, United States DESCRIPTION: Referee soccer games for children on the weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-22 |
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