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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-12
  • OH RA
    APPROVED
    Since 2019-08-12

Branch Locations

52775 Boston Hill Rd, Clarington, OH 43915 • United States

1225 Woodlawn Ave Ste 108, Cambridge, OH 43725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wesbanco Securities Inc Barnesville OH 05/2013 05/2018
Wesbanco Securities Inc Barnesville OH 05/2018 06/2019
Lpl Financial Llc Cambridge OH 08/2019 Present
Previous Registrations
  • 2017-09-05 → 2019-07-22
    Barnesville, OH
    Wheeling, WV
    Barnesville, OH
    New Martinsville, WV
    Woodsfield, OH
    Bethesda, OH
Other Businesses

1) 08/07/2019 - MCS Finanacial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2019 - 160 hr/mth 2)08/07/2019 - MAYOR OF WILSON TOWNSHIP, OH - non-inv rel 2) 08/12/2019 - MAYOR OF WILSON TOWNSHIP, OH - non-inv. rel - Home Based - MAYOR - 160 hour per month/8 hours during securities trading - time spent 5% 3) 11/13/2025 - Axonic - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/10/2025 - 10 hours pe rmonth/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-02
S63 Uniform Securities Agent State Law Examination 2016-08-20
  • S66 Uniform Combined State Law Examination
    2017-09-02
  • S63 Uniform Securities Agent State Law Examination
    2016-08-20

View on SEC IAPD

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