Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2018-04-18 |
Branch Locations
4949 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1920 Mckinney Ave Suite 1150, Dallas, TX 75201 • United States
Bedford, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Plano | TX | 04/2007 | 09/2017 |
| Morgan Stanley Smith Barney | Plano | TX | 06/2009 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 09/2017 | 04/2018 |
| Raymond James Financial Services, Inc. | Dallas | TX | 04/2018 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 04/2018 | Present |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 05/2022 | Present |
| Steward Partners Global Advisory, Llc | Dallas | TX | 04/2018 | Present |
1) Steward Partners Investment Advisory, LLC - Dallas, TX Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 04/09/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-28 |
Reach out to this advisor