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Andrea M Rosenbaum

Neuberger Berman Bd LLC

Rye Brook, NY

New York, NY

CRD 6331132

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-22
  • NY RA
    APPROVED
    Since 2025-01-22

Branch Locations

Rye Brook, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 01/2025 Present
Nomura Securities New York NY 04/2014 11/2017
Unemployed Greenlawn NY 12/2017 12/2024
  • 01/2025 → Present
    Neuberger Berman
    New York, NY
  • 04/2014 → 11/2017
    Nomura Securities
    New York, NY
  • 12/2017 → 12/2024
    Unemployed
    Greenlawn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-01
  • S66 Uniform Combined State Law Examination
    2024-11-01

View on SEC IAPD

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