Josh Vondran

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 04/2019
  American Trust & Savings Bank
  Dubuque, IA
• 01/2016 → 04/2019
  Cetera Investment Services Llc
  St. Cloud, MN
• 11/2018 → 04/2019
  Cetera Investment Advisors Llc
  Dubuque, IA
• 04/2019 → 02/2022
  Lpl Financial Llc
  Dubuque, IA
• 04/2019 → 02/2022
  American Trust (Division Of Midwestone)
  Dubuque, IA
• 04/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 04/2022 → Present
  Advised Assets Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2019-04-30 → 2022-03-08
  Lpl Financial Llc
  Dyersville, IA
  Iowa City, IA
  Dubuque, IA
  Dubuque, IA
  Dyersville, IA
  Dubuque, IA
  Dyersville, IA
• 2018-11-21 → 2019-04-30
  Cetera Investment Advisers Llc
  Dubuque, IA

Other Businesses

1. 4/30/19-United Powerlifting Association- -Non-Proit/Judge- Non-Inv. Related- Dubuque IA- 8hrs/mth - 5% 2. 1/1/22 - Western Dubuque Youth Baseball Club - Non-Profit/ Coach. Non-Investment Related. Epworth, IA 40 hours/mth.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-10
• S63 Uniform Securities Agent State Law Examination
  2014-06-27

Other Names

• Joshua James Vondran