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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-05 |
| NC | RA | APPROVED | 2026-06-23 |
Branch Locations
6345 N Croatan Hwy., Ste.102 , Kitty Hawk, NC 27949 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Palm Beach Gardens | FL | 08/2015 | 03/2019 |
| Peak Brokerage Services Llc | Palm Beach Gardens | FL | 03/2019 | 05/2021 |
| Noble Group | Jupiter | FL | 02/2020 | 03/2020 |
| Cetera Advisor Networks Llc | Boca Raton | FL | 11/2021 | 02/2022 |
| Pruco Securities, Llc | Newark | NJ | 08/2023 | 11/2024 |
| Unemployed | Jupiter | FL | 06/2021 | 10/2021 |
| Unemployed | Jupiter | FL | 02/2022 | 07/2023 |
| Lpl Enterprise Llc | Palm Beach Gardens | FL | 11/2024 | 06/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-30 |
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