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CRD 6330519
Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-14 |
Branch Locations
La Crescenta, CA • United States
Cwm Retail, Sales 2621 Foothill Blvd., La Cresenta, CA 91214 • United States
Cwm Retail, Sales 360 East Magnolia Blvd., Burbank, CA 91502 • United States
Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States
Cwm Retail, Sales 5015 Eagle Rock Blvd., Los Angeles, CA 90041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P.MOrgan Chase | Los Angeles | CA | 04/2014 | 06/2021 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2014 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 07/2021 | 09/2022 |
| Wells Fargo Bank, Na | Pasadena | CA | 06/2021 | 09/2022 |
| Citigroup | Burbank | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-16 |
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