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Frank N. Lizotte

J.P. Morgan Securities LLC

Alamo, CA

Livermore, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-20
  • CA RA
    APPROVED
    Since 2022-09-20

Branch Locations

3189 Danville Blvd, Ste 100, Alamo, CA 94507 • United States

4355 1St St, Livermore, CA 94551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Livermore CA 04/2014 07/2018
J.P. Morgan Securities Llc Pleasanton CA 04/2014 07/2018
Bancwest Investment Services, Inc. Turlock CA 07/2018 03/2019
Bank Of The West Turlock CA 07/2018 03/2019
Lpl Financial Llc Turlock CA 03/2019 09/2022
J.P. Morgan Securities Llc Livermore CA 09/2022 Present
Jpmorgan Chase Bank, N.A. Livermore CA 09/2022 Present
The Golden 1 Credit Union Turlock CA 03/2019 09/2022
  • 04/2014 → 07/2018
    Jp Morgan Chase Bank, N.A.
    Livermore, CA
  • 04/2014 → 07/2018
    J.P. Morgan Securities Llc
    Pleasanton, CA
  • 07/2018 → 03/2019
    Bancwest Investment Services, Inc.
    Turlock, CA
  • 07/2018 → 03/2019
    Bank Of The West
    Turlock, CA
  • 03/2019 → 09/2022
    Lpl Financial Llc
    Turlock, CA
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    Livermore, CA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Livermore, CA
  • 03/2019 → 09/2022
    The Golden 1 Credit Union
    Turlock, CA
Previous Registrations
  • 2019-03-26 → 2022-09-27
    Lpl Financial Llc
    Turlock, CA
    Turlock, CA
    Myrtle Beach, SC
    Stockton, CA
    Tracy, CA
    Modesto, CA
    Stockton, CA
  • 2018-07-17 → 2019-04-01
    Bancwest Investment Services, Inc.
    Manteca, CA
    Tracy, CA
    Newman, CA
    Ripon, CA
    Turlock, CA
    Oakdale, CA
    Escalon, CA
    Patterson, CA
  • 2016-10-12 → 2018-07-11
    J.P. Morgan Securities Llc
    Livermore, CA
    Dublin, CA
    Livermore, CA
    Pleasanton, CA
    Pleasanton, CA
    Danville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S66 Uniform Combined State Law Examination
    2016-10-05
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09
Other Names
  • Frank Neal Lizotte
  • Frank Lizotte
  • Frank N Lizotte
  • Frank Neal Lizotte
  • Francis Neal Lizotte
  • Francis Neal Lizotte
  • Francis N Lizotte

View on SEC IAPD

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JASON RILEY MCCOY
Amanda Mishaela Albright
KEVIN LEVERNE GRAY
NATHANIEL J HINTZ
TROY AARON ROULEAU
JAMES JESUS-MARTINEZ HAYES

Other Offices

PHILOSOPHY CAPITAL MANAGEMENT LLC · ALAMO, CA
LODESTAR PRIVATE ASSET MANAGEMENT LLC · ALAMO, CA
LPL FINANCIAL LLC · ALAMO, CA
OSAIC WEALTH, INC. · ALAMO, CA
RBP INVESTMENT ADVISORS INC. · ALAMO, CA
PRIVATE ADVISOR GROUP, LLC · Alamo, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alamo, CA
HIGHTOWER ADVISORS, LLC · Almo, CA

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